SEC Considering Proposal to Amend the Advertising Rules

My thoughts on the new Advertising Rule Back in March 2019, Mark Schoeff from InvestmentNews reported that the U.S. Securities and Exchange Commission (“SEC”) was contemplating amending Rule 206(4)-1 under the Investment Advisers Act of 1940 (the “Advertising Rule”) . Before that, Reuters made a similar report in March. Before that, the Investment Adviser AssociationContinue reading “SEC Considering Proposal to Amend the Advertising Rules”