Webinar: Understanding and Leveraging the Proposed New Advertising Rules

November 19, 2019
12:00pm – 1:00pm EST

On November 4, 2019, the U.S. Securities and Exchange Commission proposed amending rules 206(4)-1 and 206(4)-3 under the Investment Advisers Act of 1940 (the “Advisers Act”). These two rules govern advertisements and cash referrals under the Advisers Act.

Join attorneys from Stark & Stark as they discuss these proposed amendments and how the rules, business development, and advertising will change.

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